About the Opportunity:
Hotchkis & Wiley is seeking a Senior Associate to join our Compliance Department. This position will report directly to the Chief Compliance Officer.
The responsibilities of the Compliance Department include: reviewing and implementing policies, procedures and practices to ensure compliance with laws and regulations; staying abreast of changes to federal and state investment advisory and securities laws and regulations; working with other departments to ensure adherence to laws and regulations. The Compliance Department also performs periodic testing and monitoring of the firm's business activities as part of the firm's compliance program. This position requires strong investment management industry knowledge and accounting/auditing skills. The Senior Associate will be exposed to all investment strategies and responsibilities of the Compliance Department.
More about the job:
About Hotchkis & Wiley:
Hotchkis & Wiley is an institutional asset management firm overseeing U.S. and global value equity and high yield portfolios for clients worldwide. The firm currently manages approximately $30 billion in assets and is majority owned by its management and employees. For more information please refer to our website, www.hwcm.com
Hotchkis & Wiley is an Equal Opportunity employer (EEO) and all employees and applicants will be entitled to equal employment opportunities when employment decisions are made. Hotchkis & Wiley will take affirmative action to recruit, hire, train, and promote individuals in all job classifications without regard to race, religion, color, age, sex, national origin, pregnancy, veteran status, sexual orientation, physical or mental disability, gender identity, or membership in an historically under-represented group.
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